About the Course
Organizations today demand compliance results that are both provable and scalable, yet many remain trapped in spreadsheet-based workflows that cannot handle modern data volumes. To succeed in this field, you must demonstrate capabilities in API integration, automated identity verification, real-time transaction monitoring, digital regulatory reporting, and algorithmic risk scoring. This course provides a structured system for turning scattered regulatory data into a cohesive automated framework. You will learn to implement GRC systems and API-based reporting tools using the ISO 37301 framework as a foundation. This course teaches automated risk assessment through data-driven workflows so you can demonstrate measurable compliance efficiency and reduce manual error rates.
The curriculum distinguishes between what you will practice hands-on, such as configuring an AML risk scoring model, and what you will be introduced to at an overview level, such as the underlying machine learning architectures. We acknowledge the real-world constraints of budget limitations and legacy system debt that often hinder digital transformation. Consequently, the training focuses on interoperable solutions and phased implementation roadmaps that allow for incremental automation without disrupting core operations. You will gain the skills to navigate the RegTech ecosystem, select appropriate vendors, and integrate automated solutions into existing governance structures while maintaining strict data privacy standards.
Target Audience
This intermediate-level course is essential for professionals tasked with modernizing the compliance and risk functions within their organizations.
This course is designed for:
- AML Compliance Analyst managing automated transaction monitoring systems
- GRC Systems Architect designing integrated risk management platforms
- Regulatory Reporting Manager overseeing automated XBRL data submissions
- Data Privacy Officer implementing automated GDPR consent management tools
- Fintech Operations Manager scaling digital-first customer onboarding workflows
- Internal Audit Lead transitioning to continuous automated auditing methods
- Chief Compliance Officer reporting automated risk metrics to boards
- Financial Crime Investigator using AI-powered surveillance and detection tools
- Legal Technology Specialist integrating RegTech into corporate governance frameworks
- Digital Transformation Lead focused on compliance and regulatory automation
Course Objectives
This course equips you to design, execute, and report on compliance automation initiatives that improve efficiency, ensure regulatory alignment, and support strategic growth.
By the end of this course, you'll be able to:
- Analyze current compliance workflows using the ISO 37301 maturity model
- Apply API-based integration methods to automate regulatory data collection
- Design an automated KYC and customer onboarding workflow using biometrics
- Construct a transaction monitoring rule-set for AI-driven AML surveillance
- Evaluate RegTech vendor solutions against specific organizational compliance requirements
- Navigate international data privacy regulations using automated impact assessment tools
- Implement real-time compliance dashboards using GRC software reporting modules
- Synthesize automated audit trails into comprehensive regulatory submission reports
Requirements & Prerequisites
Participants should have a minimum of 2-3 years of experience in compliance, risk management, or internal audit. A basic understanding of regulatory frameworks and familiarity with standard office data tools is required. No prior programming knowledge is necessary, though an interest in digital transformation is essential.
Local Application and Business Return
How participants can apply the training in local operating conditions, and the return their organisation can plan for.
How participants apply this
Expected ROI
Training Methodology
This is a practical, outcome-driven course designed to turn compliance aspirations into measurable action and credible reporting through hands-on technical application.
Methodology includes:
- Hands-on calculation of compliance ROI using a standardized financial model
- Scenario simulation of a regulatory audit on an automated system
- Diagnostic assessment of current systems using the ISO 37301 checklist
- Stakeholder mapping exercise for RegTech implementation buy-in and reporting
- Case study analysis of RegTech failures in banking and fintech
- Group workshop designing a functional automated KYC onboarding workflow
- Reflection exercise benchmarking current practices against global RegTech standards
Upcoming Sessions
Next available dates worldwide
Certification
Recognized credentials that advance your career
Participants who complete the RegTech and Compliance Automation Training Program earn a Trainingcred Certificate of Achievement, demonstrating professional competence and alignment with global standards in learning and development.
NITA Accredited
Accredited by the National Industrial Training Authority, ensuring programs meet nationally recognized standards of quality and relevance.
CPD Certified
Recognized by the CPD Certification Service, ensuring every program meets internationally benchmarked standards of professional excellence.
Why this course earns its place on your CV
Accredited training, practitioner trainers, and peers on the same career track — the three things real expertise is built on.
In-Demand Skills Relevance
- Master compliance automation tools reshaping how regulated industries manage risk.
- Learn to deploy RegTech solutions that replace slow, error-prone manual processes.
- Build practical expertise in AI-driven monitoring, reporting, and regulatory workflows.
Career Advancement
- Position yourself at the intersection of compliance expertise and technology leadership.
- Unlock high-growth roles as organizations race to modernize their compliance functions.
- Differentiate your profile with skills few professionals currently possess.
Practical, Industry-Aligned Delivery
- Train on real-world scenarios drawn from banking, fintech, and financial services.
- Gain hands-on experience automating KYC, AML, and regulatory reporting processes.
- Learn frameworks applicable across jurisdictions and evolving regulatory landscapes.
Tools and platforms relevant to this field
Examples local teams may encounter, and that may be featured in training where they support the confirmed course scope.
These are field-relevant examples, not a promise that every tool will be covered. Exact coverage depends on the confirmed course scope, participant needs, and delivery format.
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ServiceNow GRC ServiceNowUsed to centralize controls, issue management, workflows, and evidence collection across compliance and risk functions.
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RSA Archer RSAUsed for governance, risk, and compliance workflows, including control testing, issue tracking, and audit documentation.
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Microsoft Power Platform MicrosoftUsed to automate repetitive compliance workflows, route approvals, and connect data sources without fully custom development.
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Splunk Enterprise CiscoUsed to aggregate logs and support monitoring, alerting, and evidence generation for control and surveillance activities.
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SAS Anti-Money Laundering SASUsed for AML monitoring, alert prioritization, and investigation support in financial institutions.
